FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/21/2016 |
3. Issuer Name and Ticker or Trading Symbol
CapStar Financial Holdings, Inc. [ CSTR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 84,090 | D | |
Common Stock | 911 | I | E. Kendall Green |
Common Stock | 759 | I | FCC Cust Helen S. Green IRA |
Common Stock | 574 | I | Deutsche Bank Cust Helen S. Green IRA |
Common Stock | 1,204 | I | L. Anderson Green IV |
Common Stock | 217 | I | Morgan Stanley Cust FBO Louis Anderson Green IV Roth IRA |
Common Stock | 820 | I | FCC Cust Louis A. Green Roth IRA |
Common Stock | 600 | I | Louis A. Green IV |
Common Stock | 3,597 | I | FCC Cust Helen S. Green SEP IRA |
Common Stock | 2,186 | I | FCC Cust Louis A. Green III IRA |
Common Stock | 600 | I | Kendall Green Schell |
Common Stock | 194 | I | Miller Zatarain Green |
Common Stock | 194 | I | Merrill McLean Green L A Green IV Cust |
Restricted Stock(1) | 271 | D | |
Restricted Stock(2) | 800 | D | |
Restricted Stock(3) | 1,125 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The reported item represents the unvested portion of an award of restricted stock on February 27, 2014. The balance of this award vests on the third anniversary of the grant date, or February 27, 2017. |
2. The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. 400 shares of restricted stotck under this award vest on the second anniversary of the grant date, or February 27, 2017, and the remaining 400 shares of restricted stotck under this award vest on the second anniversary of the grant date, or February 27, 2018. |
3. The reported item vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date. |
Remarks: |
/s/ Louis A. Green III | 09/21/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |